This webinar is part of the continuing cooperation among the SEC, the UN and the PRI in supporting the Thai capital market’s role in driving progress towards the UN Sustainable Development Goals
securities whereby the exemption shall be applicable from 17 May 2019 until 31 May 2020 as well. 2. The SEC Board has approved the appointment of the Capital Market Competitiveness Development
persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the
continuous monitoring, as they may trigger financial market volatilities and capital outflows from emerging markets including Thailand. Furthermore, China’s financial stability issues and international
person obtaining the commercial banking business license under the law on financial institutions. “ net capital ” means the liquid capital deducted by risk haircuts . “ liquid capital ” means liquid assets
person obtaining the commercial banking business license under the law on financial institutions. “net capital” means the liquid capital deducted by risk haircuts. “liquid capital” means liquid assets
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________
and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________ By