89/7, Section 89/24, Section 307, Section 308, Section 311, Section 312, Section 313 and Section 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), and Section 83 or Section 86 of the
ประกอบธุรกิจหลักทรัพย์ ได้แก่ (1) ยกเว้นการขอใบอนุญาตประกอบธุรกิจนายหน้าซื้อขายสินทรัพย์ดิจิทัล (DA Broker) ให้แก่ศูนย์ซื้อขายสินทรัพย์ดิจิทัล (DA Exchange) และผู้ค้าสินทรัพย์ดิจิทัล (DA Dealer) สำหรับการ
2787Securities and Exchange Commission PhilippinesOffice of the Commission SecretaryMs Arra B. FranciaEmail: abfrancia@sec.gov.phMonetary Authority of SingaporeCorporate CommunicationsMs Kei YamadaEmail
Bangkok, 27 June 2019 – This is in reference to the SEC Office’s order imposed by virtue of Section 58(1) of the Securities and Exchange Act, for Energy Earth Public Company Limited (EARTH) to
of costs in development and maintenance of the licensed entity’s own platform.(3) Encouraging on drafting data exchange regulations between licensed entities, as well as developing the system
On October 27, 2022, the 37th ACMF Chairs’ Meeting, presided by the Securities and Exchange Regulator of Cambodia, agreed to have a virtual award ceremony to announce the results of the 2021 ASEAN CG
With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai
: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TRAF shares from November 15, 2007 to January 9, 2008, the SEC probed into the case and found that Lalana, Sippakorn, then
acquisition or disposition of securities as specified in Section 246 of the Securities and Exchange Act B.E 2535 (1992) (a so-called every five percent report) and rules on an investment of the funds in
Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks