varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure
ตราสารทางการเงินที่มีความซับซ้อนนายวรพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. กล่าวว่า ก.ล.ต. อนุมัติให้สมาคมบริษัทจัดการลงทุนออกแนวทางในการบริหารความเสี่ยงจากการลงทุน (investment risk management guideline) และ
such as company policy or strategic plan, and factors or risks that may have impacts on future performance and risk management measures. In addition, the SEC provided recommendations concluded from the
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated
rating reports to the local public. The voluntary rating means more regional scale rating information, which would contribute to the Thai capital market policy to promote foreign investment for risk
, and (2) investing in low-risk, high-liquidity instruments, e.g., treasury bills, government bonds, state enterprise bonds, Bank of Thailand bonds, and debt instruments avaled or full guaranteed by the
digital asset business operators, as they will not receive legal protection and are at risk of being scammed, as well as exposed to money laundering risks. A list of licensed business operators is available
ขายล่วงหน้า และตราสารที่มีสัญญาซื้อขายล่วงหน้าแฝงอยู่ เป็นต้น (1. หนังสือเวียนที่ กลต.กน.(ว) 1/2559 กำหนดให้ บลจ. ต้องคำนวณฐานะการลงทุนโดยใช้วิธี VaR (value-at-risk) approach ในกรณีที่