facilitated Thanaris and Audcharapron with the above actions taking place in three periods, depending on the cases, as follows:   Incident Period 1: During 24 August 2017 – 21 December 2017, the 16 offenders

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above

discriminatory actions. In this regard, SEC promotes equality and elimination of unfair discrimination between genders in line with this announcement in all six areas.* "SEC wishes to be a part of this

with the necessary sustainable finance-related skills, competences, and values accelerate sustainability transformation of the financial sector by turning work plans into concrete actions with tangible

consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course

any directors or executives of IFEC, past and present, are found to have been involved in any offences, the SEC will take prompt and swift legal actions

net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not

investment disposal that had a significant impact on the financial statements of the IPO applicant, and the payment of a large sum of consultant fee for services the applicant might never receive; such actions

undertaking. Such actions also showed a lack of transparency and non-compliance with good corporate governance. Therefore, shareholders should take into account such risks, while SCAN should improve and develop

No.TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(2) and the 3rd category prohibited characteristics of the