1 Applicant’s personal record and audit firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of this

Executive, but not the position of Manager, of the management company prior to the effective date of this Notification shall continue to be listed in the register of person qualified to be fund manager and

promulgation of this Notification is to improve forms for financial statements of securities companies and detailed explanations to be in compliance with accounting standards revised by Federation of Accounting

by the earthquake in Bangkok on 28 March 2025, the Securities and Exchange Commission (SEC) acknowledges and understands the impact of this incident and therefore grants an extension of reporting

constituting a violation of Section 246 of the SEC as well.In this regard, with thorough consideration, the SEC has viewed that the misconduct of this group of wrongdoers followed a systematic pattern

regarding debt restructuring with financial institutions and/or other creditors to be undertaken within one year from the date of this bondholders' meeting; (3) Approving an increase in the interest rates

highlights of this year's report include Thai companies' ESG development: More listed companies have prepared sustainability reports using internationally recognized frameworks such as the

, the Securities and Exchange Commission, Thailand, said: “Climate change is one of the most significant global threats that could affect the financial system. SEC Thailand recognizes the urgency of this

the association’s key functions, and day-to-day system operations. The ThaiBMA is proud to be part of this project and through cooperation with the CMDF, the SEC and relevant sectors, in an effort

sector should play a supervisory role to prevent threats to privacy and educate people for awareness of this issue. Thailand has the law governing personal information and businesses must receive