altering such information. The derivatives dealer shall keep the information pertaining to derivatives business undertaking under Paragraph 1 for a period of not less than five years from the date on which
trading at the intermediary’s place of business for a period of not less than five years from the date of investment in a manner that supports an inspection by the SEC Office without delay. Chapter 2
derivatives broker shall maintain the net capital at the end of any business day in the amount not less than twenty-five million Baht and not less than seven percent of the general liabilities and the
the end of any business day in the amount not less than twenty-five million Baht and not less than seven percent of the general liabilities and the collateral except in case of (3); (3) securities
securities registrar shall be as follows: (1) the application fee is five hundreds baht/application; (2) the license fee is ten thousands baht/license. The licensee shall pay for the license fee on the date of
: (1) the application fee is five hundreds baht/application; (2) the license fee is ten thousands baht/license. Amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 32