Exchange Act of 1992 and Section 83 of the Criminal Code. The Settlement Committee, therefore, imposed a separate fine of 500,000 baht on both.
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
18 months and a fine of 150,000 Baht. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016
first paragraph shall not be applicable to the case that Stock Exchange or the derivatives exchange imposes penalty of fine on them. “ member ” under the first paragraph means member of the Stock Exchange
align with http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 22/11/2022 > - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives
without license or registration, unless the penalty under the final court decision has been released for at least 10 years; (12) Directors, executives and major shareholders of the
follows: (1) Mr. Suthee Siripornpitak is required to pay a civil penalty, compensation at an amount equal to the benefits received, and a reimbursement of the investigative expenses incurred by the SEC
details: (1) Worawoot shall pay a civil penalty, a compensation in the amount equal to the benefit received and a reimbursement of investigative expenses incurred by the SEC, totaling
Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse