business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http
business on their behalf in order to ensure that the delegation is duly carried out. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties
concerning auditors of subsidiaries, to reduce unnecessary burdens and obstacles to funding. The consultation paper is available at http://capital.sec.or.th/webapp/phs/upload/phs1521168500hearing_06_2561.pdf
stability.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments and recommendations via the website, or email: nattasasi@sec.or.th or
of audit performance in the capital market. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=865. Stakeholders and interested parties are welcome to submit
Best Practices in Managing Climate-related Risk by Global Asset Managers are available on the SEC website via: https://www.sec.or.th/TH/Documents/CompanyHandbooksandGuidelines
widely available.”Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said, “the SEC realizes the importance of development of Islamic financial markets and mutual funds in Thailand to ensure they are with
retirement savings in a timely manner. In addition, the proposed regulation would enable AMCs to better manage the unclaimed money. The consultation paper is available at https://www.sec.or.th/TH/Pages
be a parent company or a subsidiary of the derivatives broker on the filing date of the case. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=942
investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or