.?? _______________________________Note: The misconduct of the five investment consultants were in violation of Clause 23(2) and 23(3), and liable to the prohibited characteristics of personnel in the capital market under Clause 31(1) of
of Clause 6(1) and (4) of the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor 37 re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15
are deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against them which has caused the
qualifications and does not have any prohibited characteristics under Section 24 and the notification of the Capital Market Supervisory Board concerning rules of capital market personnel: (a) duties concerning
any prohibited characteristics under Section 24 and the notification of the Capital Market Supervisory Board concerning rules of capital market personnel: (a) duties concerning management, designation
conditions of such declined transaction shall be specified; 2.5 Procurement of benefit from real estate: (1) describe characteristics of procurement of benefit from real estate e.g. revenue structure, lease
by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset value or
shares issued by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset