. Clause 18 At the time the derivatives broker agrees to provide the service to the client, the derivatives broker shall put in place a written agreement which provides that upon the client’s request for
in place a written agreement which provides that upon the client’s request for settlement of a civil dispute incidental to or in connection with the undertaking of the derivatives business, such
in place a written agreement which provides that upon the client’s request for settlement of a civil dispute incidental to or in connection with the undertaking of the derivatives business, such
’ meetings, disclosure of REIT information to investors, or upon request of the SEC Office. 8 Added by the Notification of the Securities and Exchange Commission No. KorRor. 12/2557 Re: Rules for Being Settlor
Notification, upon request of the SEC Office, the auditors who have been approved by the SEC Office shall clarify, submit relevant documents or evidence, take action or not take action according to such request
request. Clause 30 In order to accurately and effectively address an incident in a timely manner, the relevant derivatives exchange shall take at least the following actions: (1) create a written plan to be
จำเป็นต้องใช้งาน (5) การแบ่งแยกบทบาทหน้าที่ของบุคคลที่เกี่ยวข้องในการจัดสรรสิทธิ เช่น ผู้ร้องขอ (access request) ผู้มีอำนาจอนุมัติ (access authorization) และผู้ดูแลสิทธิการเข้าถึง (access administration
receipt of such request. Amended to read Article 24. The Chairman of the Board of Directors shall convene a Board of Directors meeting. In the event that the position of the Chairman of the Board of
period, in which the applicant shall indicate the reasons for such request together with any information concerning material changes to its characteristics in accordance with Clause 8(2) (if any). In
ข้อมูลใหม่ จากน้ันคลิก Request Unlock Form ข้ันตอนการจัดทําและจัดสงแบบรายงาน 2 ทดสอบ ระบบ บริษัท ทดสอบ จํากดั ทดสอบ ระบบ test@sec.or.th cfd_Issuer_12_2023 41/42 SEC Classification : ใชภ้ายใน (Internal