digital asset business operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect on 14
in the future. ** The seven relevant notifications are as follows: (1) Notification of the Securities and Exchange Commission No. Kor Jor. 16/2567 Re: Exemption of the Provisions regarding Public
of Net Capital Calculation of Business Operators and Provisions in Cases of Inability to Maintain Net Capital https://publish.sec.or.th/nrs/10846s.pdf, together with Appendix 1: https
the provisions of Section 143, Paragraph 1 of the SEA, passed a resolution, by virtue of the SEA’s Section 143, Paragraph 2, to propose to the Minister of Finance a recommendation for consideration to
personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Teerasak as an investment consultant for complex products Type 2 (IC
provisions of the second and third paragraphs of Section 134 in conjunction with the first paragraph of Section 133 of the SEA.Due to the fact that those four offenders are considered capital market business
provisions of the said Act may be subject to civil sanctions against the offender. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations
(10), shall come into force as from 1 January 2017. Chapter 1 General Provisions ___________________ Clause 2 In this Notification: The term “ Notification on Standard Conduct of Business ” means the
(10), shall come into force as from 1 January 2017. Chapter 1 General Provisions ___________________ Clause 2 In this Notification: The term “Notification on Standard Conduct of Business” means the
provisions governing the rights and obligations of the issuer and holder of structured notes. “bondholders’ representative” means a bond holder’s representative whose name appears on the list of the persons