to securities or an issuing company. Clause 3 The rules in detail under this Notification are prescribed in order for intermediaries to comply with the Notification on Standard Conduct of Business in
relationship by blood, by marriage or by registration under law with the persons under (a), (b) or (c); namely, fathers, mothers, spouses, children, brothers, sisters, uncles, aunts, including spouses and
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive
Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of
seven days or by 5 March 2018. While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be
5-year imprisonment and a fine of 500,000 baht for each count, totalling 30-year imprisonment and a fine of 3,000,000 baht, and (4) for being a director who acted to obtain unlawful gains, falsified
the actual handling of the matters shall be taken into consideration without the principal intention being to generate revenue. The fees shall become the property of the SEC Office. Chapter 2 https