DIVISIONS PUBLIC COMPANY LIMITED ALT TELECOM PUBLIC COMPANY LIMITED ALUCON PUBLIC COMPANY LIMITED AMA MARINE PUBLIC COMPANY LIMITED AMANAH LEASING PUBLIC COMPANY LIMITED AMARIN PRINTING AND PUBLISHING PUBLIC
PUBLIC COMPANY LIMITED ALLIANZ AYUDHYA CAPITAL PUBLIC COMPANY LIMITED ALLY LEASEHOLD REAL ESTATE INVESTMENT TRUST ALPHA DIVISIONS PUBLIC COMPANY LIMITED ALT TELECOM PUBLIC COMPANY LIMITED ALUCON PUBLIC
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the clients’ execution of transactions closely. While reviewing and revising
clients which open an account or make transactions with the intermediary for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the
) having a recording system regarding trading information, especially information related to execution of trading transactions, to monitor and examine post-trading activities (audit trail); (e) having a work
-trade information; (d) having a recording system regarding trading information, especially information related to execution of trading transactions, to monitor and examine post- trading activities (audit