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SEC Public hearing on the implement the witness protection in Securities and Exchange act B.E. 2535, Derivatives Act B.E. 2546, The Trust for Transactions in Capital Market Act B.E. 2550 and

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=658

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

The Securities and Exchange Commission (SEC) is conducting a public hearing on a proposed amendment to the regulations related to calculation of the annual fee for submission of the annual

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=707

The Securities and Exchange Commission (SEC) is conducting a public hearing on a proposed amendment to the regulations related to investor segmentation by considering affordable loss as well as

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=711

SEC sets up a special support team to ensure investor protection after Bitcoin Co. Ltd. (BX) announces cessation of digital asset exchange services as of 30 September 2019 whereby clients will no

exchange services and wallet services at our BX.in.th website in order to focus on other business opportunities.This means that after September 30th 2019 all trading on the BX.in.th will be stopped…the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647

Section 121

Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification

https://publish.sec.or.th/nrs/216pe.doc

Section 121

https://publish.sec.or.th/nrs/216pe_r.pdf

Readers should be aware that only the original Thai text has legal force and that this English trans

of Securities and Exchange Commission No. SorNor. 45/2541 Re: Qualifications of Mutual Fund Supervisors (No.3) dated 4 November 1998. Clause 2 . In this Notification: “Fund supervisor” means the mutual

https://publish.sec.or.th/nrs/914pe.doc

Readers should be aware that only the original Thai text has legal force and that this English trans

Exchange Commission No. SorNor. 45/2541 Re: Qualifications of Mutual Fund Supervisors (No.3) dated 4 November 1998. Clause 2. In this Notification: “Fund supervisor” means the mutual fund supervisor; “Mutual

https://publish.sec.or.th/nrs/914pe_r.pdf

Readers should be aware that only the original Thai text has legal force and that this English trans

https://publish.sec.or.th/nrs/914se.pdf