) Rectifying the operation under work systems, i.e., the trading system, the deposit and withdrawal system for money and digital assets, the client assets information system, the client contact and
, such as money deposit & withdrawal, money transfer or bill payment; (3) have nationwide networks/branches to reach out investors; (4) have clear and long-term business plan to provide selling agent
Mr. Watcharachai Watcharatham Between 7 January 2015 to 24 March 2015, Mr. Watcharachai Watcharatham aided or abetted Mr. Werawat Changyoo by deposit, transfer and conduct financial transaction in Mr
underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter
article or research paper or at a nearby position which can be seen clearly. Clause 13 In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
Portfolio Management) และอาจ ลงทุนหรือมีไวซึ่งตราสารที่มีสัญญาซื้อขายลวงหนาแฝง (Structured Note) ตามหลักเกณฑที่คณะ กรรมการ ก.ล.ต. และ/หรือสํานักงานคณะกรรมการ ก.ล.ต. ประกาศกําหนด มีกลยุทธการลงทุนครั้ง
liquidity for derivatives trading in derivatives exchange; (4) “ initial margin ” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a
” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a derivatives position; (5) “maintenance margin” means the minimum amount of assets