: SET and mai listed companies passed the assessment conducted by the Stock Exchange of Thailand: THSI (SET) and THSI (mai) SET listed companies passed the assessment conducted by the Dow Jones
On 19 and 28 June 2018, SEC held a seminar on the topic of the I Code and the benchmark assessment of PVD at the SEC office, where over 200 PVD committees had attended. PVD plays a crucial role in
International Organization of Securities Commissions (IOSCO) standards and in support of the upcoming Financial Sector Assessment Program (FSAP). The SEC together with other financial sector regulators, i.e., the
) • Hybrid bond, ตราสาร Basel III, หุ้นกู้ท่ีมีอนุพันธ์แฝง (structured notes) ตรำสำรหนี้: straight bond, callable bond, puttable bond, convertible bond, securitization, ตราสารหนี้ด้อยสิทธิ, ตราสารศุกูก (sukuk
า ปัจจัยส าคัญอีกประการหนึ่ง คือ IC บางรายยังขาดความรู้ความเข้าใจใน complex product และ derivatives embedded product เช่น structured notes ตราสาร Basel ซึ่งในปัจจุบัน IC ด้าน หลักทรัพย์ (single
paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...
beneficiaries. Such challenges cannot https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...
adverse incidents; (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the
situation will not affect the assessment conducted on listed companies, asset management companies or REIT managers regarding this subject