accordance with the first paragraph of Clause 38 if: (1) the elucidation of the person under consideration has ever been heard adequately by a panel which comprises of persons with knowledge and experiences in
advice to the customer, taking into account various factors of the customer, such as the purpose of investment, knowledge and understanding of risk and investment, investment experience, financial position
case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
opening the account. In case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and
brokerage services on listed securities, shall come into force as from 1 January 2016; (3) Clause 30, which relates to knowledge test of clients who are interested in investing or entering into a transaction
truly has knowledge and expertise in as the strength, which consists of printing media (Bangkok Business Post, The Nation, and Kom Chad Luek), organizing of related activities, television business
Company shall pursue its strategy and policy, focusing on the core business operation that the Company truly has knowledge and expertise in as the strength, which consists of printing media (Bangkok
Memorandum of Understanding on Sale and Purchaser of Shares of S-TREK (as amended) dated 16 January 2019, having details as per Clause 3.3 of the Information Memorandum on the Asset Acquisition (Addendum 1