, the company wishes to request for exemption from the Securities and Exchange Commission, as follows: Name Prohibited characteristics requested for exemption
main office of the securities underwriter for the period of at least one year from the offering closing date in such a manner that can be promptly presented to the Office upon request. The fair
one year from the offering closing date in such a manner that can be promptly presented to the Office upon request. The fair allocation under the first paragraph shall not include allocation of shares
upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities company shall segregate assets under its custody as assets of clients in not less than the following amount: (1) Money: the
and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities
make a disclosure to the Stock Exchange of Thailand, and to convene a shareholders’ meeting of the Company in order to request for approval for entering into such 2/11 บริษทั นามยง เทอร์มนัิล จ ากดั
IT (system change) (1) มีการประเมินผลกระทบ และจัดลำดับความสำคัญของ การเปลี่ยนแปลง (2) มีกระบวนการขออนุมัติการเปลี่ยนแปลง (change request) โดยต้องได้รับการอนุมัติจากหน่วยงานเจ้าของระบบ (system owner
rendering a waiver, the SEC Office may request the approved person to submit additional information or documents. In case the approved person fails to complete its offer for sale within the specified period
controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3