Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “investment advisory company” means a securities
, Sriracha, Chonburi 20230, Thailand Tel: (66) 038-345-950 Fax: (66) 038-345-693 GJS Quality Steel by Quality People - Unofficial Translation – No. GJS/ELCID-2/2562 18 January 2019 Subject: Reports on
Derivatives Act B.E. 2546 (2003); (c) an offence regarding performing an audit work which is not in compliance with the specified law or making false audit reports such as offences under Section 287 of the
Units __________________ By virtue of Section 16/6 and Section 133 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) and Paragraph 2
Exchange Act, B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4), B.E. 2551 (2008), and Section 35, Section 40(11), Section 41(3) and (4), Section 42(10) and Section 43(3) of the
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities