approval for him as capital market business personnel for four years, starting from 29 January 2021. As a result, he is also banned from holding the positions of director and executive of capital market
businesses in case they fail to maintain capital adequacy as required.SEC has proposed a grace period of two years for existing asset management companies and trust managers in operation before the effective
Item 1: consideration for approval of an extension of the bond maturity dates for a period of two years; Agenda Item 2: consideration for approval of partial repayment of the principals of the bonds
Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination. Apart from passing the examination, the application must
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
quarter during the past three years (2007-2009). {A} had access to this inside information by virtue of his position as a {X1} director at that time.{A}' s action was deemed the violation of Section 241 of
million baht decrease in IT net profit in 2012 from the previous year; accounting for 59.77 percent. It was the lowest net profit in the past nine years since 2004 and the announcement of no interim
worth approximately 50 billion baht to take over a listed company that had long been established for more than 20 years in the same industry as WHA with a multiple P/E of 10. His misconduct with regard to
Investment Advice dated January 18, 2012. In this regard, the SEC imposed administrative sanctions, by taking into account their employer's disciplinary actions as follows:(1) suspended {A} for two years. As
RPC directors, was about RPC's plan to pay interim dividend at 0.94 baht per share, higher than the dividend paid during the past five years. In the scheme, Piyanuch assisted Satja in making purchase