from SCB Securities Co., Ltd. that {A} frequently failed to record her clients' securities trading orders. She then admitted that when orders had been executed completely from many of her clients, she
investment consultant of Asia Plus Securities Plc. Following the report of Capital Nomura Securities Plc., the SEC probed into {A} case and found that he failed to record the client's securities trading
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
Bangkok, July 18, 2011 - The SEC has directed Mandarin Hotel Plc. ("MANRIN"), Chiang Mai Ram Medical Business Plc. ("CMR"), Ramkhamhaeng Hospital Plc. ("RAM"), and Sikarin Plc. ("SKR") to rectify
trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as
inspection that {A}, a capital market investment consultant of Phillip Securities, failed to record his clients? securities and derivatives trading orders. {B}, a capital market investment consultant, and {C
certified by CAC. 4 The record of listed companies with corporate sustainable development " SET ESG Rating 2023 " 5 Financial Data / Company Business / Address / Major Shareholders / Management / Business
by CAC. 4 The record of listed companies with corporate sustainable development " SET ESG Rating 2023 " 5 Financial Data / Company Business / Address / Major Shareholders / Management / Business News
the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities
Telecom Systems Integration and Telecom Service business of Baht 51.02 million, mainly decreasing due to the sale of notebooks and computer servers; - The revenue obtained from Computer Systems Integration