intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way

classification [Referring to Item 4.2]; - backup [Reference to Item 8.3]; - cryptographic control [Referring to Item 6]. 3. Supervision of the operating personnel: - end user controls, for example: - protection of

Ref. APURE 004/2020 February 21, 2020 Subject : Financial Position and Operating Performance of year 2019 Attention : The Director and President of the Stock Exchange of Thailand Financial Position

ADMS 30/07 1/2 RC 23/19 6 August 2019 Subject : Report on the Company’s operating results for the second quarter of the year 2019 Attention : President of the Stock Exchange of Thailand The Board of

MMS-AC62/013 August 7, 2019 Subject: Management Discussion and Analysis of Operating Results for 2Q19 ending June 30, 2019 To: The President of the Stock Exchange of Thailand Matching Maximize Solution

November 28, 2005 No. 10/2019 August 7, 2019 President The Stock Exchange of Thailand 93 Ratchadapisek Road, Kwang Dindaeng, Khet Dindaeng, Bangkok 10400 Subject : Clarification of the operating

Stock Exchange of Thailand Union Pioneer Public Company Limited would like to clarify the net profit for the 2nd quarter and 6-month periods of the year ending on 30th June 2019 had decreased more than 20

the Stock Exchange of Thailand Union Pioneer Public Company Limited would like to clarify the net profit for the 2nd quarter and 6-month periods of the year ending on 30th June 2019 had decreased more

No. OMD 013/2562 13 August 2019 Re Explanation and analysis of the Management for the 2nd. quarter of 2019 ended 30 June 2019 To Director and Manager, Stock Exchange of Thailand Whereas the Meeting

of the previous year. To: Director and manager, The Stock Exchange of Thailand Union Textile Industries Public Company Limited (“the Company”) would like to clarify on the operating results and