auditing of the financial statements without the requirement to comply with other rules stipulated under this Notification: (1) being a foreign governmental agency who has the duty to perform financial audit

also held by the upper one more than the same ratio thereof; (5) a juristic person in which the persons under (1), (2), (3) or (4) have the controlling power over its business. “offering new shares at

ลาศโอฬาร (ต้ังแต่ 16 พ.ค. 62) นายณพัฒน์ ศรีวรพงษ์พันธ์ (ต้ังแต่ 1 ก.พ. 65) กองทุนเปิด ทิสโก้ หุ้นไทย Well-being TISCO Thai Well-being Equity Fund ชนิดผู้ลงทุนท่ัวไป TISCOWB-A A หนังสือชี้ชวนส่วนสรุปข้อ

person” means deputy manager, assistant manager, head of department, [and] branch manager, including a person occupies in a position being similar to those positions, by whatever name called, who is

licensed to undertake securities businesses under the law on securities and exchange; “Executive” means director, manager or person with power of management; “Person with power of management” means executive

and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose

” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in

being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at least once at

futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at

with the derivatives broker. (Translation) 4. Risk from futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives