of 18,293,713.95 Baht SEC Act (before the fifth amendment) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 31/10/2024

333,333.33 Baht SEC Act (before the fifth amendment) Section 243 in conjunction with Section 86 of the Penal Code Civil Action Dated 31/10/2024

MR. VICHAN WACHIRAPONG - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 and 244/6 in conjunction with Section 83 of the Penal Code

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Seandar Inc. Seandar Inc. (or Seandar) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to

), Section 16 and subject to sanctions under Section 125. The public prosecutor ordered a non-prosecution order. DV Act S.Section 16 Criminal Complaint Filed with an Inquiry Official Dated 16/08/2017

/1942p.doc Translation shall prepare in writing ( electronic transaction like e-mail) with an approval by the authorised person such as chief of Section requested, chief of computer division requested etc.. [M

without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003

obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16