out guidelines and put in place a variety of tools such as risk monitoring and management as well as preventive measures such as investor education to help address these issues. There is also a forum
protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings will enhance knowledge of investors and interested parties about steps and procedures of the lawsuit
advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors
education and public healthcare. Meanwhile, investors will have an opportunity to take part in the country development and more long-term investment choices. The SEC thus backs fund mobilization through
education, health and post retirement to provide investors with more investment alternatives. Those mutual funds will help increase saving rate which is rooted in our country?, Vorapol said.
overall performance of the subsidiaries has been uplifted by operational efficiency improvements in various areas. In order to meet consumers’ expectations, the company continued to embrace the need to
branch office, comprising at least an efficient system for operational management, compliance management, information management and preparation of competent personnel. 4.4 Having the result of the latest
decreased by Baht 2.56 million and Baht 6.79 million respectively. 1.4 Operational profit and net profit (Unit: Million Baht) For the third quarter For the period of nine months Movement for the third quarter
in of Q2’21, and six-month period which decreased to a change of customer structure. 1.4 Operational profit and net profit (Unit: Million Baht) For the second quarter For the period of six months