Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be repealed: (1) Notification of the Office of the Securities and
= 0.282467 Baht) or 0.38% of NTA (NTA as of June 30, 2019 =Baht 5,086,507,866) The size of the transaction that is medium size, it is exceed 0 .03% but not exceed 3% of NTA, pursuant the Notification of the
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
orders, trading securities on behalf of client, and making securities trading decisions for the client's benefit without the client's orders were in violation to the Notifications of Capital Market
client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his