be well prepared and independent in performing duties, and put in place measures for handling conflicts of interest.  The amended real estate-back ICO regulations will take effect from 1 March 2021

. Outsourcing does not have a huge amount of service providers, resulting to a situation where outsourcee cannot be employed immediately, and this might lead to an effect regarding the capital market. Business

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect on 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within 90

security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional

different types of securities offering, to improve clarity and practicality.  The notification of the amended regulations has been published in the Government Gazette and will take effect as from 1 July 2023

efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of

effect as from September 10, 2014. Note:   Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of

ปฏิบัติตามเกณฑ์เพื่อคุ้มครองผู้ถือหุ้นเดิมที่ได้รับผลกระทบจากการที่หุ้นมีมูลค่าลดลง (dilution effect) แต่หากบริษัทที่เสนอขาย ESOP เป็นบริษัทต่างประเทศ จะต้องได้รับอนุญาตจากหน่วยงานกำกับดูแลของประเทศที่

having effect to investor or capital market in Thailand, regardless of whether such person is principal, aider or abettor or instructor.The consultation paper is available on the SEC website at