Miss Tanika, in a juristic person and trading accounts related to the trading of MILL shares. 31/05/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

Mr. Jakkaphong Jakrajutatip Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty

Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading

. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for

currently more than 9,000 funds, or check whether any juristic person or person is properly licensed or approved in the capital market. By 2018 SEC aims to expand the scope of data services to be more

that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First

million baht in Q1/2018 mainly from provision expenses in Q1/2019 and the reversal of provision expenses in Q1/2018. - Share of gain from investments in joint ventures in Q1/2019 amounted 136.22 million

liabilities of the company and its subsidiaries stood at Baht 14,362 million, slightly up from those of 31 December 2018. Major changes were in Provision for Long-Term Employee Benefit and Accrued Expenses

: Determination of Characteristics of Service Provision Not Deemed to Be an Undertaking of Digital Asset Business in the Category of Digital Asset Custodian (No. 3) (https://publish.sec.or.th/nrs/10310s.pdf

Board concerning Rules on Personnel in the Capital Market Business . Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be