following qualifications: (1) Being executive of a securities company. This shall be limited to only one person for each securities company; or (2) Being mutual fund manager or private fund manager. Clause 6
, REPUBLIC OF KR HEARD ISLAND AND MCDONALD ISLANDS HM KUWAIT KW HOLY SEE VA KYRGYZSTAN KG HONDURAS HN LAO PEOPLE'S DEMOCRATIC REPUBLIC LA HONG KONG HK LATVIA LV HUNGARY HU LEBANON LB ICELAND IS LESOTHO LS
ISLAND AND MCDONALD ISLANDS HM KUWAIT KW HOLY SEE VA KYRGYZSTAN KG HONDURAS HN LAO PEOPLE'S DEMOCRATIC REPUBLIC LA HONG KONG HK LATVIA LV HUNGARY HU LEBANON LB ICELAND IS LESOTHO LS INDIA IN LIBERIA LR
GUYANA GY KOREA (DEMOCRATIC PEOPLE'S REPUBLIC OF) KP HAITI HT KOREA, REPUBLIC OF KR HEARD ISLAND AND MCDONALD ISLANDS HM KUWAIT KW HOLY SEE VA KYRGYZSTAN KG HONDURAS HN LAO PEOPLE'S DEMOCRATIC REPUBLIC LA
and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in
being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at least once at
futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at
with the derivatives broker. (Translation) 4. Risk from futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives
Supervisory Board concerning Investment of Funds. The index is in accordance with the principle-based guidelines (having a clearly defined objective, being broadly based, having index components that qualify as