investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The
plans for each measure, as follows: Quality Demand: (1) Cultivate long-term investment culture through individual investment accounts to enable investors to convert their savings into long-term
. 2535 (1992), and Section 9(2) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be
Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 205 and Section 206 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following
end of 30 September 2018 Compared to that of the same period of the last year, the company’s nine months performance decreased (118.62) million baht or 273% as the following reasons:- • Total income
43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall apply
. 2535 (1992) , and Section 9(2) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be
ability, which may curb demand for secured loans, especially housing loan. Meanwhile, debt quality still needs close watch given the complexity of its management, taking into account the tackling of