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assets, technology should be optimized for innovation as well as investor protection. Promoting high-quality digital asset business operators should be a priority with close collaboration between the

report to the SEC. Additionally, all capital market operators, including crowdfunding portals, may request an extension for submitting the documents with supporting reasons as follows: (1) the IT audit

consider and incorporate ESG factors into their business operations so as to ensure that investors will be able to make investments in good assets and in sustainable businesses. Therefore, in order for

and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset

Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients

shareholders. ✓ ✓ ✓ Form for notifying the change of document storage (Form 89/15-3). ✓ ✓ Other information regarding the disclosure documents, letters of acknowledgement of obligations, or written

securities in Thai Baht. Clause 5 A foreign entity intending to offer for sale of the debt securities may submit information or documents to the SEC Office in either Thai or English. If the information or

Acquisition. To: The President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Acquisition of Assets of Hydrotek Public Company Limited 2. Capital Increase Form (F 53-4) 3. Information

entering into the transaction of acquisition and disposal of assets and the connected transaction To President The Stock Exchange of Thailand Enclosure Information Memorandum on the Acquisition and Disposal