documentation as prescribed in the Licensing Manual for the Public. Where it is necessary for the SEC Office to visit the place of business or any other establishment of the applicant or its subsidiary, the
of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours
/2549 18/01/2006 16/02/2006 3. Notification of the Securities and Exchange Commission KorNor. 30/2547 Rules, Conditions and Procedures for Establishment and Management of Funds (codified as of 21/01
Procedures for the Establishment and Management of Infrastructure Fund. “infrastructure fund” means an infrastructure fund established under the Notification of the Capital Market Supervisory Board concerning
Clause 20 of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of Funds dated 20 July 2009, the Office of the Securities and
the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of Funds dated 20 July 2009, the Office of the Securities and Exchange
submitted Registration Statement is evidentiary documentation supplemented to the application filed by the applicant under Paragraph 1 above; (3) documents on establishment of foreign ETF as follows: (a) in
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...