. Notification of the Office of the Securities and Exchange Commission  OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company   17/02/1999 14. Report/Form (Notification of Securities

Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the

Ms. Uraiwan Sae-lee During 7 July 2020 – 2 November 2020 Ms. Uraiwan Sae-lee and Mr. Telapon Sinchai colluded to manipulate the stock price of Multibax Public Company Limited (“MBAX”) by placing

Mr. Telapon Sinchai During 7 July 2020 – 2 November 2020 Mr. Telapon Sinchai and Ms. Uraiwan Sae-lee colluded to manipulate the price of Multibax Public Company Limited (“MBAX”) share by placing a

instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has inherent credit risk. rated obligation. THE IOSCO CODE OF

Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The

by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO).  The SEC investigation, following a referral from the Stock Exchange of Thailand

Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC

Company Limited ("GLOBAL") shares by utilizing the non-public information Mr. Surasak accessed by virtue of his positions as an audit committee and independent director of GLOBAL. Mr. Ekkamon also

other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to clear such transactions through her securities trading account on continual basis and in concealment to mislead