December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine

attached hereunder: “ intermediary ” means a securities company or a derivatives intermediary. “ fund management company ” means a securities company licensed to undertake securities business in the category

Ref 61/009 Sep 3, 2018 Subject: The establishment of new subsidiary To: President The Stock Exchange of Thailand K.C. Metalsheet Public Company Limited (“the Company” or “KCM”) hereby informs that

2019 (under a Co-Management Contract pursuant to the SEC Notification : Approval of Co- Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 3. That the

Commission Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the

investment consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as Onjira Yuwadee, a securities investment consultant and

No. L030/2017 August 17, 2017 Subject: Disposition of investment in a subsidiary company To: President The Stock Exchange of Thailand Laguna Resorts & Hotels Public Company Limited (the "Company

the board of directors of the Company for another term. 6. Approved to propose the Shareholders’ Meeting for consideration of approval for the remuneration of the Board of Directors for the year 2020

for an Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management   Report/Form (Notification of Securities

Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form as of 1 July 2006)   13. Report/Form (Notification of Securities and Exchange Commission