of the Securities and Exchange Commission regarding Determination of Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor. “private equity” means a business
Securities Companies to Establish Branch Offices dated 24 August 2000 shall be repealed. Clause 3. In this Notification, “Securities company” means any company licensed to undertake securities business in the
. Clause 3. In this Notification, “Securities company” means any company licensed to undertake securities business in the category of securities brokerage, securities dealing, investment advisory services
virtue of Clause 27/1 of the Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: rules for Undertaking Derivatives Business for Licensed Derivatives Broker Dated 22 December
Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: rules for Undertaking Derivatives Business for Licensed Derivatives Broker Dated 22 December 2004, as amended by Notification of
By virtue of Clause 27/1 of the Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: rules for Undertaking Derivatives Business for Licensed Derivatives Broker Dated 22
business and Cloud Computing business of Baht 52.49 million; mainly decreasing due to service contracts and maintenance service of the billing system for the customers; - Other revenue of Baht 12.93 million
as the operation of the work units relating to undertaking the derivatives brokerage business in a manner whereby it can be demonstrated that a system to prevent conflicts of interests, a system to
Supervisory Board No. Tor Thor. 10/2555 Re: Criteria for Undertaking the Derivatives Business for Licensed Derivatives Brokers (No. 3) dated 18 January 2012. 3 whereby it can be demonstrated that a system to