client's damage. {A}'s misconduct was a failure to provide material information or warning statements to prevent investors? benefits from being compromised. He also failed to abide by professional ethics of
of being overwhelmed by distracting giveaway information. Any advertisement found to be non-compliance with the guideline may be ceased or revised. In addition, asset management company or seller may
protection and are at risk of being scammed or exposed to money laundering risks. The public can check the list of licensed business operators at www.sec.or.th or via the “SEC Check First” application
take advantage of other persons. In addition, Miss Natthaporn, Miss Lalinporn and Mr. Permsin assisted or facilitated for Mrs. Chamaiporn in being involved in PERM share trading and financial
persons. In addition, Miss Natthaporn, Miss Lalinporn and Mr. Permsin assisted or facilitated for Mrs. Chamaiporn in being involved in PERM share trading and financial transaction concerning the trade
and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system
Miss Panjama Thienwiwat Miss Panjama Thienwiwat while being an assistant managing director of a subsidiary of Thai Rubber Latex Corporation (Thailand) Public Company Limited ("TRUBB"
Mr. Woraphant Chontong Mr. Woraphant Chontong while being a director, executive director and senior executive vice president of financial and administration division of Sino-Thai Engineering and