SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital
personnel related to the capital market or supervision of the capital market, 3) enhance knowledge and understanding about the capital market, investments and capital market development for investors
futures contracts which are under the supervision of foreign agencies that are members of IOSCO* or in the OECD** countries, or within the ASEAN Economic Community, consisting of over 120 nations. Therefore
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
have the independent director review the work of the SKFM management from 2016 to 2018; and (4) neglecting the supervision of SKFM operation, causing deficiencies in many cases. For
Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the
good governance in investment, standard of the supervision and inspection of management for the prosperity of funds, the roles of investment management companies in promoting and providing knowledge to
discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the
adjusting supervision and operation in compliance with the law on digital technologies to ensure that transactions in the Thai capital market are in line with the law. We also foster creation of digital