and also failed to record investment in Jones & Vining (Thailand) Co., Ltd. under the equity method in the consolidated financial statements.SEC, therefore, directs PAF to rectify its financial

.  The company, however, failed to record B275 million differences as loss on land appraisal in the said financial statements. The SEC had previously informed the company to correct the financial

, rules and regulations. The SEC therefore put him on probation, under the Point System, by recording and accumulating his demerits with four demerit points. The demerits will stay on the record for three

and obligations of the listed companies. In particular, true sale and borrowing transactions are different in respect of accounting record and thus significantly affect the companies? profits in each

, the SEC suspended {A} for two months and {C} for one month from duty as an approved securities investment consultant. For {B} with his previous demerit record, the SEC suspended him from duty as an

securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the

the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities

the company issuing the securities sold in the above transaction. Failure to conduct KYC/CDD process to verify and record the beneficial owner's identity, despite learning of such identity, was in

sentence of imprisonment for 1 year and a fine of 100,000 Baht. As the defendant had no prior criminal record involving imprisonment, the Court suspended the execution of the imprisonment sentence for a

. Overall, the Thai economy for 2018 may record continual growth of 4.0 percent, with public and private investment as a major driver. Along with this, exports and tourism will remain a key contributor to