referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through

}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving

routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading

information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave

for NAV calculation.It was found that the calculation of NAV of domestic mutual funds investing in the offshore ETF based on such offshore fund?s closing price was in line with international standard

} and {C} for aiding and abetting {A}'s wrongdoing.With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that during November 16 - December 7, 2010, {A}, then

. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure

stocks and mutual funds to digital assets like cryptocurrency – as well as impersonations of various organizations including the SEC, the SET and listed companies, etc. We have also found solicitations

; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make

commercial bank business under the law governing businesses of financial institutions; The originator under the first paragraph shall receive a clear resolution for fund raising through issuance of sukuk from