Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
persons opened at UOB Kay Hian Private Ltd. and EFG Private Bank SA in Singapore, had knowingly used these accounts to trade UNIQ shares during July 20, 2009 ? April 7, 2010 in the manner that inflated and
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
permissible for accredited investors (AI) in preparation for the Capital Account Liberalization Plan of the Bank of Thailand (BOT) to allow retail investors to make overseas investment directly. Additional
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
secondary markets and offers convenient access trading channels to dealers.?Although investment is necessary of everyone, bank savings seem to be the most common while investment in capital market is seen as
เกี่ยวกับความสำคัญของการร่วมลงทุนระหว่างภาครัฐและเอกชน (public-private investment) การจัดให้มีกลไกการลดความเสี่ยง (de-risking mechanism) บทบาทของธนาคารเพื่อการพัฒนา (Multilateral development bank: MDB
ตลาดหลักทรัพย์แห่งประเทศไทยแล้ว) โดยอาศัยข้อเท็จจริงอันเป็นสาระสำคัญต่อการเปลี่ยนแปลงราคาของหุ้น BSEC เกี่ยวกับกรณีที่ OSK Investment Bank Berhad (OSKIB) ประเทศมาเลเซีย สนใจจะซื้อหุ้น BSEC จากบริษัทเงินทุนกรุงเทพ