activities that may impose risks to the clients or the securities companies, and could consequently affect the overall market confidence." ------------------------- *{X1} Company Limited misconduct was in
introduced as an alternative sanction for offenses that could affect the overall creditability and transparency of the capital market. This includes market misconduct, disclosure of false information or non
anti-corruption practices. These efforts will lead to overall CG development and enhance business sustainability." Prasan Chuaphanich, FAP President said that ?Financial information is a key factor
fundamental development of ecosystem in the Thai capital market to enhance trustworthiness as well as efficiency and competitiveness of intermediaries and the overall market. The three-year strategic plan gives
will generate tangible short-term results while catalyzing long-term economic restructuring. As the agency responsible for national economic policy and overall capital market development, the FPO stands
overall picture of suspicious transactions, as well as transaction screening using blockchain forensic tools. Going forward, the SEC will further enhance fund flow tracing to improve precision and
business days from the date on which the fund supervisor has certified the information in such reports. (4) Complete the price compensation and give written notice to the person who purchased or redeemed the
newspaper within three business days from the date on which the fund supervisor has certified the information in such reports. (4) Complete the price compensation and give written notice to the person who
complete its consideration on the request under clause 4 within fifteen working days as from the date the Office has notified the management company in writing that the Office has received complete documents