implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
qualifications within a period specified by SEC. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=696. Stakeholders and interested parties are welcome to give comments and
-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded in high volume and its price was changed. As a
website beforehand. Currently, only digital asset business operators who have been operating since before 14 May 2018 and apply for licenses within 14 August 2018 are allowed to continue their business
provisions, digital asset business operators who had provided custody of clients’ assets prior to the effective date of the regulations are required to fully comply within six months as from the effective date
' securities trading accounts. They traded UKEM shares in concealment on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
August 2016, and an eight-month suspension on {B}, effective from 18 August 2016.Investment consultants are strongly advised to render services strictly within the scope of their responsibility with
management has caused the auditor to be unable to perform any audit to obtain sufficient evidences related to the company?s transactions. Within June 1, 2012, the company is required to submit to the SEC and
to clarify assessment criteria within first half this year. ?The assessment will be conducted by CG experts based on publicly disclosed information including notice of shareholders? meeting and annual