each client that contain accurate, complete, and up-to-date information in the event of returns mandate of client assets. The SEC emphasizes the importance of monitoring the operations of business
analyzed the impacts of current situations and tendency of key changes as well as megatrends. We also sought comments and suggestions from stakeholders so that we have complete and comprehensive information
and Managing Director, said that the Stock Exchange of Thailand (SET) is intend to develop the “Digital Gateway” to complete the digital capital market covering from opening new accounts, providing
finfluencers.Those interested in participating may submit an expression of interest to join Phase 2 of the initiative in 2026 from now until 31 May 2026, and are required to submit a complete Knowledge Promotion
business continuously in order that [i] the intermediary would be able to provide services for the best interests of a client , and [ii] the intermediary ’s personnel would be able to complete their
, and [ii] the intermediary’s personnel would be able to complete their functions correctly and will not make the intermediary breach or fail to comply with applicable laws and regulations, including
) determining a compliance plan and operational procedures clearly, which should cover the overall business operation upon approval of the board of directors or the executive board. In this regard, the compliance