of transparency and clarity in investment decision procedures of the AIMC members. In addition, the guidelines will serve as an enabler for the members? contribution in reinforcing corporate governance
based on integrity and codes of conduct in the following areas: 1.1.1 Daily routine operation and decision making; 1.1.2 Treatment of trade partners, clients and other parties. 1.2 Following written rules
issuer etc. The investors should be familiar with the detailed information before making an investment decision. - In the case of offers for sale of structured notes in several issues with different
in general, or the investors may not have received correct or sufficient information to support their investment decision making. Clause 11 If any one of the following characteristics is met, the SEC
) issuer profile; (3) information relating to subscription, underwriting and allocation; (4) any other information having an impact on investors’ decision making. The fact sheet under Paragraph 1(1) shall at
decision making. Clause 9 If any one of the following characteristics is met, the SEC Office may exempt the regulations under this Notification from the consideration of application, or may not enforce the
been sentenced to imprisonment by the court’s final judgment following the criminal complaint initiated by the SEC Office regardless of with or without the court’s order of suspension of sentence, except
infrastructure asset for investors’ investment decision making; (3) the monitoring and management of risks related to the infrastructure asset to comply with the fund project and to protect the interest of the
Information Specify any other information from the REIT Manager views which could have a material impact on investors’ decision making or views as beneficial and essential information. The REIT Manager shall