company certificate, the SEC has urged them to arrange a shareholders’ meeting at once and to observe relevant laws and regulations. Citing the IFEC board of directors’ resolutions on 23 May 2018 which
penalty. All of them signed a statement of consent to the civil sanction. Sittichai and Tanika paid a civil penalty at an equal amount of 81.98 million baht, while the five accomplices paid 500,000 baht
Affiliated Companies; and (4) The Registered Provident Fund of Government Savings Bank. All of them have won the 6th Best Provident Fund (PVD) Awards 2017, organized by the Association of Provident Funds last
capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments
approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
internal procedures. Each of them has put in place the quality assurance systems in compliance with professional standards, although improvement may be needed in certain practices to measure up to the new
to perform their duties.SCAN IFA, Silom Advisory Co., Ltd., was of view that all transactions were not appropriate and suggested shareholders not ratify them with different reasons for each transaction
with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention
Bangkok, May 27, 2014 ? The SEC revealed audit inspection results on eight audit firms; citing all of them met quality requirements. The result, however, showed room for improvement in the area of
, enabling them to grow continuously, compete internationally, and certainly become one of key economic drivers.Today?s special event ?Capital Market for Digital Content? co-organized by the SEC and the Thai