Re: Application to offer Foreign ETF in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and
hereby notify the Securities and Exchange Commission, Thailand of our intention to offer the foreign ETF in Thailand. In this regard, I/we have completed the application form and enclosed all relevant
Thailand. Clause 5 In the following cases, the CIS operator shall notify the SEC Office and unitholders in advance and shall comply with the respective regulations as follows: 3 (1) In case of a merger or
March 2025, the last one in the amount of 26 million baht, dated 27 June 2025 . Before depositing a check into a bank account The company will notify the buyer before the due date. for the buyer to
www.sec.or.th/scamalert or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for
the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the
Company is required to: (1) disclose information regarding the acquisition or disposal of assets of the Company to the Stock Exchange of Thailand (the “SET”) and (2) notify the information to all
Manual for the Public. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC Office
further. Clause 9 The SEC Office will notify the result of the deliberation of the application within 45 days from the date which the SEC Office received the application and a complete set of evidentiary