own clients. It also aims to ensure that the clients have work systems in place to control and monitor compliance with the relevant regulations;   (2) To require that securities companies put in place

business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide service to own clients or clients who open wallet with other digital asset

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct

the meeting should give proxy to others and clearly state their own decision on each agenda item in the proxy form to protect their own?s interest. -------------------------------

board of directors and executives. For those who cannot attend the meeting should give proxy to others and clearly state their own decision on each agenda item in the proxy form to protect their own?s

of directors and executives. For those who cannot attend the meeting should give proxy to others and clearly state their own decision on each agenda item in the proxy form to protect their own?s

others and clearly state their own decision on each agenda item in the proxy form to protect their own?s interest  

specified by the client. He then made payment to such client for his own securities trading.The aforesaid acts of {A} and {B} were deemed dishonest and unprofessional in violation of Clauses 20(1) and 20(2

own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she