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Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
Public Consultation Document Aor Tor Ngor. 34/2560 Topic: Regulatory approach on Initial Coin Offering (ICO) Published on 27 October 2017 The Securities and Exchange Commission, Thailand (SEC
UNOFFICIAL TRANSLATION “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019” Office of the Securities and Exchange Commission 333
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference
in the future. Eureka Design Public Company Limited Joint Venture Ureka UU Project 1 Project 2 Project 3 99% Sharehold ers Shareholder’ s Name Shares before increa se in capital Percenta ge Increas e
Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships