Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange

regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the

market business including intermediaries* are a key mechanism for addressing issues regarding development of a sustainable capital market for the benefit of investors, issuers and the capital market at

SEC has held a public hearing regarding the notification of “digital asset advisory service” and “digital asset fund managers” as new digital asset businesses during 8 July 2019 – 20 August 2019

the public and all relevant stakeholders regarding the principles to amend these two Acts as follows: (1) broadening the channels for business operators to disclose financial statement information and

of the federation. And members of the Federation will comprise founding members and ordinary members.  The consultation paper regarding this matter is available at https://www.sec.or.th/TH/Pages

Bangkok, 1 February 2018 ? The SEC is urging Chuo Senko (Thailand) Public Company Limited (CHUO) to cooperate with its auditor regarding the auditing of the company's financial statements for the

Bangkok, 22 January 2018 ? The SEC has granted Pace Development Corporation Plc. (PACE) a second postponement for the submission of the clarification regarding the assumptions used in the fair value

prospectus; - continuing disclosure of the implied volatility in comparison to the historical volatility on the website of the DW issuer;  - disclosure of a warning statement regarding the gearing ratio, a

found to have concealed facts from the client regarding the trading transactions and the accounting status of the client after incurrence of investment loss.{A}'s misconduct is deemed irresponsible and