give advice for those who are interested to operate business from now in order to make them understand standards in each aspect. This will be preparation for submitting applications for licenses once
Commission (SEC) said ?this seminar aims to have listed companies and institutional investors to get ready for adjustment as technologies now change swiftly. Listed companies should apply innovation and new
In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have
of honor. For further details of the project and application form, please visit the SEC?s website at www.sec.or.th/ipop or dial 0-2695-9999 ext. 2 or 08-1931-4999. Application forms can now be
varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure
with the trend of many stock exchanges around world that allow the sending of trading orders through program trading technology, especially high frequency trading (HFT). Right now, overseas securities
Project which has been well-receptive during the past three years. Accordingly, the ?Pride of the Provinces IV? has been launched and now opens for new application until the end of June. By participating in
securities firms themselves took part in share price manipulation. Strict enforcement on this case is imperative. Due to their misconducts, Porntep and Arada now have prohibited characteristics of capital
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect